ANDHRA PRADESH ELECTRICITY REGULATORY COMMISSION

Hyderabad

O.P. NO.510/2001

 

Date:         24th March, 2002

 

Present : Shri. G.P.Rao, Chairman

Shri. D.Lakshmi Narayana, Member

Shri. A.V.Subba Rao, Member

 

Between

Transmission Corporation of Andhra Pradesh Limited (APTRANSCO)

Eastern Power Distribution Company of Andhra Pradesh Limited (APEPDCL)

Central Power Distribution Company of Andhra Pradesh Limited (APCPDCL)

Northern Power Distribution Company of Andhra Pradesh Limited (APNPDCL)

Southern Power Distribution Company of Andhra Pradesh Limited (APSPDCL)

                                                                                 ……………Applicants

AND

 

Suppliers of Electricity,  the end users of electricity ( including captive use) availing Power Wheeling Service and others

 

                                                                                                ……………Respondents

 

Sl No

Names of the Objector/Participants

1

Andhra Pradesh Gas Power Corporation Limited (APGPCL)

2

The Andhra Pradesh Paper Mills Limited

3

Sriba Industries Limited

4

NATL Limited

5

Ferro Alloys Corporation Limited

6

MIDHANI

7

ITC Bhadrachalam Paper Boards Limited

8

Renewable Energy Developers Association

9

Cement Corporation of India Limited

10

Priyadarshini Cement Limited

11

RVK Energy Private Limited

12

Rain Calcining Limited

13

Rastriya Raithu Seva Samithi, Chittoor

14

M. Venugopala Rao

15

Peoples Monitoring  Group on Electricity Regulation

16

APSEB Assistant Engineers Association

17

APSEB SC / ST Employees Welfare Association

18

APSEB Engineers Association

19

PRB Power Private Limited

20

Jindal Strips Limited

21

Andhra Pradesh Spinning Mills Association

22

The India Cements Limited

23

ESPAR Pak Limited

24

Small Hydro Power Developers Association

25

My Home Cement Industries Limited

26

Dhana Lakshmi Rice and Cotton Mills (KG Chowdary)

27

Precot Mills

28

Jyothi Bio Energy

29

Andhra Sugars Limited

30

Sree Rayalaseema Green Energy Limited

31

Weizmaan Limited

32

Ind-Bharat Engineers Limited

33

Gayathri Agro Industrial Power Limited

34

Jana Vignana Vedika, Khairatabad Branch

35

B. Rama Krishna Rao

36

Grindwell Norton Limited

37

South Central Railway

38

Penna Cement Industries Limited

39

Sudha Agro Oil & Chemical Industries Ltd.,

40

Vathsasa Power Projects Ltd

41

Gautami Solvent Oils Ltd

42

JOCIL Ltd

43

Sudalgunta Sugars Ltd

44

Bio-mass Developers Association

45

GMK Products Pvt  Ltd

 

[Heard on 20th & 21st of December 2001]

 

***

 

            The Andhra Pradesh Electricity Regulatory Commission (hereinafter called 'the Commission') having received an application dated 8th October 2001 from the above applicants (as a follow up on their request for allowing Wheeling Charges in Cash @ Re.1/kWh contained in their Filing of Proposed Tariffs  (FPT) for 2001-2002, in respect of energy wheeled by them, of electricity generators/suppliers hereinafter called ‘project developers’, for delivery to the end users (including captive use), the Commission having invited objections from the public through press notification and having held public hearings on 20-12-2001 and 21-12-2001, having heard applicants, the respondents and the public and having considered the documents available on record and all other matters relevant and incidental thereto, passed the following order:-

 

ORDER

 

CHAPTER – I

PLEADINGS AND PROCEEDINGS AT THE TARIFF HEARING 2001- 02

1.1.    The Applicant No. 1 Transmission Corporation of Andhra Pradesh (hereinafter referred to as `the APTRANSCO’)  in its Annual Revenue Requirements/Expected Revenue from Charges (hereinafter referred to as `ARR/ERC) and Tariff filings for 2001 -02 stated that its activities as the Transmission & Bulk Supply Licencee consisted of two distinct components, viz., the transmission business and the bulk supply business.   APTRANSCO stated that its customers can be broadly classified into two categories namely (a)  Distribution Licencees who buy energy in bulk from APTRANSCO  for effecting retail supply to their consumers and (b) others  namely the project developers who use the Transmission & Distribution system for conveyance of  energy from the place of generation to the place of consumption, which act in the electricity parlance is popularly known as Wheeling. 

 

1.2       APTRANSCO in its filings for the year 2001-02 stated that the cost associated with serving the above two categories, viz., Distribution Licencees (bulk purchasers) and other users of the Transmission & Distribution system for wheeling energy are different.  The Distribution Licencees are the principal users of the Transmission & Distribution System on a perpetual basis,  whereas each of the other users of the Transmission & Distribution System (project developers), is an  individual user of electricity who requires a specific but different service, since they require electricity at different time periods and in different quantities.  The Transmission & Distribution of energy involves costs related to erection and maintenance of the system.  In addition there is a cost on account of the losses in the transmission  and distribution system in the process of wheeling the energy. 

 

1.3             Regarding the methodology to be adopted for working out the costs associated with the two components,viz., Transmission business and Bulk Supply business, APTRANSCO stated that the marginal cost based pricing methods reflect the economic costs of servicing much more closely than embedded cost based pricing.  APTRANSCO also stated that they had made attempts to develop marginal cost information for providing an appropriate basis for pricing the service.  However, marginal cost studies require precise projections of future loads and load profiles, additional generation capacity to be contracted and additional transmission capacity to be installed.  In addition to the incremental costs incurred in the short run for servicing the incremental load, there is  need for adequate information on long term load growth, load flows and resource plans.  APTRANSCO stated that these were not available with it on account of the inadequate measurement and forecasting infrastructure. 

1.4             APTRANSCO further stated that  for developing the embedded cost to some degree of accuracy, a proper operational information (historical) of the Discoms is necessary.  Since the erstwhile Andhra Pradesh State Electricity Board (hereinafter the “APSEB”)  was a vertically integrated entity, there was no need for determining the operational parameters on a district-wise (zone-wise) basis.  APTRANSCO, after the formation of the Discoms, has established interface metering between the Discoms and APTRANSCO.  Presently all these meters are not enabled with Demand measuring and adequate data storing features which are essential for obtaining a true picture of the load pattern and other parameters.   The costs of transmission (wheeling) of energy are dependent on distance and voltage of transmission, in addition to seasonality and time of the day.  Since these costs will vary for every customer, the cost data will vary for  individual cases.  Similarly the costs of bulk supply to the Discoms will also vary depending on the usage profile.

1.5             APTRANSCO also felt that for the present filing detailed data on usage profile was  not available and hence, using a cost of service study at this juncture based on broad assumptions might be misleading.

 

1.6.      APTRANSCO in its filing proposed to introduce a wheeling charge of Re.1/- per Kwh  for the project developers, doing away with the system of receiving energy in kind for the wheeling service provided by it.  To quote from the filings for the year 2001-02

 

For the ensuing year, APTRANSCO proposes to do away with the system of receiving energy in kind in lieu of wheeling and proposes to introduce a wheeling charge of Re. 1 per kwh.  While this will provide a surplus over costs for APTRANSCO, APTRANSCO believes that such a surplus is justified.  APTRANSCO's own Industrial consumers bear the burden of cross-subsidy provided to subsidised categories.  By this Hon'ble Commission's own computations, HT Industrial consumers of APTRANSCO pay more than twice the cost of service applicable for them.  This puts them in an inequitable position as compared to the industries which have access to wheeled energy either through group captives or through third party sales who are currently paying even less than what it costs APTRANSCO to wheel the energy for them.  APTRANSCO believes that with the proposed charges of Re.1/- per kwh, the inequity will be partially addressed.  After deduction of its own costs, APTRANSCO expects the proposed charges to provide additional revenue mobilisation which APTRANSCO will pass on as a reduction in the Bulk Supply Tariffs to be charged to the Discoms.  However APTRANSCO proposes to exclude the non-conventional energy generators from the purview of the proposed tariffs for FY 2002 as a measure of encouragement to these sources of energy.  The existing arrangements are proposed to be continued for these generators".

 

1.7       In the comments / objections received in response to the notification of APTRANSCO's proposed tariffs for Financial Year 2001-02 and later, in the public hearings held by the Commission between 26th February 2001 and 8th March, 2001 on the Revenue Calculations and Tariff Proposals given by APTRANSCO for the above year,  references were  made in regard to the proposed introduction of wheeling charge of Re.1/- per Kwh by some objectors.  The contentions of the objectors in regard to the proposed  transmission / wheeling charges sought by APTRANSCO were:

a)      APTRANSCO is bound by the wheeling agreements signed by its predecessor Andhra Pradesh State Electricity Board (APSEB).  APTRANSCO cannot unilaterally alter either the rate or the manner of adjustment of wheeling charges in kind.  These agreements are valid for a specified period and APTRANSCO cannot resile from the terms of the agreements at this stage.

b)      The wheeling charges etc.  were settled by Government of Andhra Pradesh (GoAP) which had issued necessary notifications.  APTRANSCO has no authority to ask for any deviation or change from what the GoAP had decided and had set out in the notifications.

c)      The Commission has also no power to deviate from the binding agreement reached between the project developers and the APSEB in regard to the wheeling charges.

d)      In any event, APTRANSCO is claiming wheeling charges at Rupee 1/- per unit, which is totally unjustified, exhorbitant and illegal.  APTRANSCO has not given any justification whatsoever for the wheeling charges to be levied at Rupee 1/- per unit.

e)      The  Project Developers are not required to cross-subsidise or contribute any money towards cross subsidization of certain classes of consumers, which the HT consumers provide under the tariff orders for licencees issued by the Commission.

 

1.8       As part of their presentation in the Public hearings, the Commission staff also submitted that APTRANSCO had not given proper justification for the proposed tariff of Re.1/-

1.9       In response to the objections APTRANSCO stated that fixation of tariff including revision thereof is a legislative function as held  by the Hon'ble Supreme Court of India in several decisions and that the Commission is entitled to adjudicate on the Tariff for Wheeling without being bound by any previous notification issued by the Government of Andhra Pradesh (GoAP) or otherwise any agreement signed between APSEB/APTRANSCO . APTRANSCO also submitted that the principle of promissory estoppel would have no application when the statute viz the Andhra Pradesh  Electricity Reforms Act 1998 (hereinafter `the Reform Act’) has specifically empowered the Commission to fix tariff.   APTRANSCO stated that only 3% of the end users to whom the energy is wheeled (who are HT Consumers) were getting 34% of energy by Wheeling without contributing to any cross subsidy, violating the principles enshrined in Article 14 of the constitution.  APTRANSCO pointed out that the Transmission & Distribution network was laid to transmit 42000 MU on an average to about 13 million consumers.  The few generating units and  end users who get the energy wheeled cannot claim the use of the Transmission & Distribution  system  to their advantage at the cost of all other consumers in the state who are supplied electricity by the Distribution Licencees.

 

 

CHAPTER II

THE COMMISSION'S VIEW AS EXPRESSED IN ITS TARIFF ORDER OF 24th  MARCH, 2001.

 

2.1       While deciding the ARR/ERC of the applicants for the year 2001-02 the Commission decided to consider the issues relating to the proposed tariff for wheeling in a separate proceeding as stated in para 143 of the Commission's Tariff Order dated 24th March 2001 as under:

 

“The issues relating to setting appropriate transmission/distribution wheeling charges are complex in nature and require proper consideration.  These include determination of losses in different parts of the system, viz., transmission losses (upto step down to 33 kV) and distribution losses (33 kV and below) forming technical component and the other various losses in metering, meter reading, billing etc., including theft forming the non-technical component of the total losses.  The Commission will consider the issues of appropriate transmission/distribution wheeling charges in a separate proceeding.  At this stage, the Commission will continue the existing arrangement on a provisional basis without prejudice to the Commission's rights to consider the issues relating to appropriate transmission/distribution wheeling charges at a later stage.  The Commission is not expressing any opinion on the rival contentions of the objectors and APTRANSCO/ Distribution Companies at this stage”.

 

CHAPTER – III

APPLICATIONS MADE BY THE APPLICANTS IN THE PRESENT PROCEEDINGS

 

3.1             APTRANSCO made a filing on 8th Oct,2001 on its own behalf as well as the four Power Distribution Companies of Andhra Pradesh (viz APCPDCL, APNPDCL, APEPDCL and APSPDCL) (hereinafter collectively called `DISCOMS’) by way of a joint application for a decision on charges for wheeling of energy.  The Applicants have stated that the present application has been filed to seek adjudication upon the outstanding issue of revision of wheeling charges and with a proposal to change over from the present practice of collecting wheeling charges in kind and to establish wheeling charge of Re.1/- per kWh of wheeled energy.

3.2             While in the Filing of Proposed Tariffs ( FPT) made earlier for the year 2001-02 there was a proposal to exclude the Non Conventional energy sources,   there is no propoasl in this application filed on 8th October 2001 to exclude such  Nonconventional energy sources from the proposed revision of wheeling charges.

 

3.3            APTRANSCO presented the following calculations in support of the rate of Re.1/- per kWh proposed by it for the year 2001-02.

                                                    (All figures in Rs. Crs)

 

S.No

Particulars

DISCOMS

TRANSCO

Total

1

Wages and Salaries

407.70

32.79

440.49

2

Administration and General Expenses

66.56

1.36

67.92

3

Repairs and Maintenance

146.59

29.79

176.38

4

Rent, rates and taxes

2.35

2.04

4.39

5

Approved Loan and Interest

244.91

197.98

442.89

6

Interest on consumer security deposit

26.81

-

26.81

7

Legal charges

0.33

0.50

0.83

8

Auditors Fees

0.08

0.02

0.10

9

Depreciation

240.63

100.11

340.74

10

Other Expenses

29.89

4.83

34.72

11

Contribution to Employees fund

51.65

5.84

57.49

12

Special appropriation permitted by the Commission

0.00

90.29

90.29

13

Contribution to contingency Reserve

9.48

6.58

16.06

14

Total

1226.98

472.13

1699.11

15

Reasonable Return

34.40

167.12

201.52

16

Total network value addition

1261.38

639.25

1900.63

 

 

            The breakup of Re.1 per kWh proposed by the Applicants for wheeling charges is as follows:

 

S.No

Particulars

Amount

(Rs. Crs.)

Rate (Ps./kWh)

1.

Network Establishment and Operation Cost

1699.11

41.63

2.

Cost of Losses in the System

1250.29

30.63

3.

Reasonable Return

201.52

4.94

4.

Transmission & Wheeling Charges (External)

144.56

3.54

5

Surplus recovery proposed from wheeling

 

19.26

 

Total

 

100

 

            The details of the calculations made by the Applicants are as follows:

 

                        Item -1: Network Establishment and Operation Cost

A.     Total Transmission & Distribution Expenses  for APTRANSCO & DISCOMS                =  Rs. 1699.11 crs

B.     Total Power Purchases by APTRANSCO   =  40816 MU

C.    T & D Expenses per unit (A/B)                   =    41.63 Ps.

 

                        Item-2:  Cost of Losses in the System

D.                    Transmission loss upto 33 KV breaker = 8.5%

E.                    Actual Losses upto 33 KV breaker (40816*0.085) = 3469.36 MU

F.                     Transmission & Distribution losses in 33 KV and 11 KV network.                           = 11%                            

 

                                                =(40816 -3469.36)*0.11                         = 4108.13 MU

G.                    Average cost of power purchase = Rs.1.65 per unit

H.                    Total Cost of T&D losses upto 11KV level

                                                                                             =(3469.36+4108.13)*1.65

                                                                                                              =Rs. 1250.29 Crs.

                                        I.  Cost per unit (H/B)                                    = 30.63 Ps.

                        Item - 3:  Reasonable Return:

                                    J.  Amount of Reasonable Return              = Rs.201.52 Crs.

                                    K.  Cost per unit (J/B)                                  = 4.94 Ps.

 

                        Item - 4:  Transmission and Wheeling charges (External):

                                    L.  Wheeling charges paid to PGCIL for transmission = Rs.144.56 Crs of CGS power as per APERC Tariff Order

                                    M.  Cost per unit (L/B)                                                 = 3.54 Ps.

                        Item -5:  Surplus recovery proposed from wheeling          = 19.26 Ps                            

                        TOTAL WHEELING CHARGES = (41.63 + 30.63 + 4.94 + 3.54 + 19.26)

                                                                                                                              = 100 Ps.

 

 

3.4       The Applicants also proposed that the wheeling charges (calculated at Re.1/- per kWh on the power wheeled as proposed by them) will be shared between APTRANSCO and DISCOMS in the ratio of 25:75 for all wheeling at 33 KV and 11 KV while for the wheeling at 132 KV and above, the revenue would accrue fully (100%) to APTRANSCO for the reasons stated by APTRANSCO as under:

·       For voltages at 132 kV and above, the entire wheeling charges will be collected by APTRANSCO as the Transmission network at 132 kV and above voltages pertains to APTRANSCO and the DISCOM networks are not involved.

·       The Wheeling charges for voltage levels  of 33 kV & 11 kV are proposed to be shared between APTRANSCO and DISCOMs in the ratio 1: 3 keeping in view the proportional volume of transmission & distribution networks involved.;

·       A share of 25% is considered for APTRANSCO in view of the fact that in most of the cases, the scheduled consumers are not on the same 33 kV or  11 kV feeder on which the developer is pumping energy.  In such circumstances, the usage of APTRANSCO transmission network is inevitable and hence a portion of the wheeling charges (25%) is considered for APTRANSCO”.

 

3.5      APTRANSCO has given the following reasons to justify the inclusion of 19.26 paise towards " surplus recovery" in its details for the calculation of Re.1/- towards the wheeling charges proposed by it.

 

(a)  The costs have been computed on  " embedded cost" method of pricing and not on "long run marginal costs" (LRMC) and that embedded costs are generally less than LRMC.  APTRANSCO have stated lack of ancillarynecessary data / information from its records as the reasons for not working out LRMC and expressed their commitment to improving information availability which would allow determination of a reasonable estimate of LRMC in future.

 

(b)  Cost to Serve wheeled consumers is more than the cost to serve the Distribution Companies as the load curves of the DISCOMs are flatter than those of the individual wheeled users.

 

(c) There are other ancillary services provided to wheeling consumers by APTRANSCO as well as DISCOMs which are difficult to cost but have significant costs associated.   For example, the following:

 

·        Reactive power compensation

·        Facility of banking energy

·        Emergency power

·        Continuous network access

 

 

(d)       The provisions of cross-subsidy in the tariff of similarly placed industrial consumers who are meeting their power requirement  from the DISCOMs.

 

 

CHAPTER IV

PROCEEDINGS HELD BY THE COMMISSION

 

4.1   APTRANSCO was directed by the Commission to notify the filing in two newspapers (one English & the other Telugu) inviting objections from the public for the proposal.  Objectors were also asked to indicate whether they would like to participate personally in the public hearings to be held later.  A copy of the advertisement No. RO75/2001 which appeared in the Press on 26-10-2001  is at Annexure –‘A’. In response to this notification, 40 Objectors filed their objections.  List of the Objectors is at Annexure – ‘B’.  M/s. Sudha Agro Oil & Chemical Industries Ltd., Samalkot submitted their Objections in their letter No. DVS/APERC/2001:02 dated 17-12-2001 and requested for condonation of delay.  A total of 38 Objectors expressed the desire to be heard in person [List at Annexure ‘C’].  APTRANSCO furnished its written responses on the objections/suggestions to the Commission and the Objectors in its letter No. CE/Comml/ADE-1/Wh.Charges/D.No.397/01 dated 15-12-2001. 

 

4.2       Public hearings were held at Ravindra Bharati, Hyderabad on 20th & 21st December 2001.  The Public hearing commenced on 20-12-2001 with a presentation to the Commission by the Commission Staff.  There were presentations by Sri. T.V.S.N. Prasad, Managing Director, CPDCL on behalf of the DISCOMs, Sri. P.M.K. Gandhi, Director (Comml). and Sri. Hemant Sahai, Advocate on behalf of APTRANSCO.  The Objectors presented their objections at the hearing personally or through counsel on 20th & 21st December 2001.  Fifteen written representations were received during the public hearings. [Annexure D]  This was followed by Preliminary response by Sri T.V.S.N. Prasad, Managing Director, CPDCL on behalf of the DISCOMs, Sri. P.M.K. Gandhi, Director (Comml), APTRANSCO & Sri. Hemant Sahai on behalf of APTRANSCO  to the Commercial & Legal objections raised during the hearings.  on 21-12-2001.  APTRANSCO followed this up with a letter No. CE/Comml/ADE-1/Wh.Charges/D.No.406/2001 dated 31-12-2001 containing its responses on  new objections raised during the hearing.

 

 

CHAPTER  V

 

SUMMARY OF PUBLIC OBJECTIONS AND APPLICANTS’ RESPONSE TO PUBLIC OBJECTIONS

 

Legal Issues

 

5.1       The following objections were raised by the objectors using the wheeling services, as preliminary legal issues.

 

A.        Maintainability of Joint Applications

APTRANSCO and four DISCOMS are separate legal entities, each holding a distinct licence issued by the Commission. The joint application is not maintainable.  The common application made by APTRANSCO and DISCOMS for enhancement of Wheeling Charges to Re 1/kWH is contrary to the provisions of law, the conditions of licence and order of the Commission. There is continuing malaise of undue interference by APTRANSCO in the operation and management of DISCOMs.  Hence , each licencee should file separate application with APERC for fixation of wheeling charges in their respective portion of the network.  The objections also stated that the aspect related to DISCOMS should not be clubbed with the transmission and wheeling charges, even on revenue shared basis.

         The APTRANSCO denied that it was interfering in the Distribution & Retail Supply activities of DISCOMs. Since, the transmission network of APTRANSCO and DISCOMs are interconnected from 220 KV to 11 KV level, the utilities filed  Application jointly to determine the charges.  For voltages at 132KV and above, the entire wheeling charges will be collected by APTRANSCO as the Transmission network at 132 KV and above voltages pertains to APTRANSCO and the DISCOM networks are not involved. The Wheeling charges for voltage levels below 132 KV i.e., 33 kV & 11 kV are proposed to be shared between APTRANSCO and DISCOMs in the ratio 1:3 keeping in view the proportion of Transmission & Distribution network involved.

B.                 Application – New Application or Continuation ? :

The objectors stated that the application filed cannot be treated as in continuation of earlier ARR/FPT 2001-02 but should be treated as a fresh application.  The objectors felt that the application amounted to seeking review  of the earlier order of 24- 3-2001.  The objectors also contended that the Commission had rejected the earlier application.

The applicants replied that the application is the continuation of the earlier one with additional facts and figures to justify the proposed wheeling charge of Re. 1/kwh for the Financial Year 2001-02.

 

C.                 Prospective or Retrospective

The objectors stated that the applicability of proposed wheeling charge should be on prospective and not retrospective basis.  In this regard the objectors relied on Section 26 (6) of the Reform Act which provides that the Tariff will become effective only after seven days of the publication in the newspaper.  It was also pointed out that it was an established rule that all  laws/orders having financial implications should have  prospective and not retrospective effect.

The Applicants stated that the Power to determine tariffs was vested with the Commission and that the Licencee will abide by the Commission‘s decision

 

D.                Authority of the Commission to revise the wheeling charges or the nature of collection

 

Some of the Objectors contended that the Commission has no authority for setting the tariff (Wheeling charges). The existing Memoranda of Understanding (MOUs) between APTRANSCO (erstwhile APSEB) and the industries using wheeling services (providing for  wheeling charges in kind) were entered into prior to the Reform Act came into force.    Hence, the proposal of APTRANSCO & DISCOMs to change the rates from kind to cash (100 paise/unit) is not maintainable.  The MOUs are binding on APTRANSCO as per the doctrine of promissory estoppel.

            In reply to the above issue APTRANSCO submitted that fixation of Transmission/ Wheeling Tariff including revision thereof is a legislative function and the Commission is entitled to adjudicate on the Transmission/Wheeling Tariff without being bound by any previous notification issued by the Government or wheeling or other agreements signed between APSEB/APTRANSCO and the project developers. The principle of promissory estoppel would have no application when the statute, viz., the Reform Act has specifically empowered the Commission to fix tariff. Any contract or MOU between the parties concerned is subject to a review by the Regulatory Authority in performance of  it's statutory obligations.

E.        Objections from Non-Conventional Energy Developers

Objectors belonging to the Non-conventional Energy sources claimed that they took up their generation ventures under the Government of India Schemes and the incentives provided therein which should not be disturbed till the end of the incentive scheme in 2004. They also pointed out that the Power Purchase Agreements                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   (PPAs) with the APSEB/ APTRANSCO were in fact drafted by the licencee and that it was unfair to repeatedly alter them.  Some of them also referred to the proposal of APTRANSCO in its original ARR/ FPT not to seek a change in the rate of Wheeling Charges in the case of Non-conventional Energy Sources, which does not find a place in the Application dated 08-10-2001.  They also contended that Wheeling Charge is not a tariff related issue and hence the Agreement cannot be annulled by regulatory decisions. They also felt that the application of uniform rate of wheeling charges among unequals affects BIOMASS power generating units. Some of them mentioned that cases were pending in the Hon’ble High Court of AP – (on third party sales) --for disposal and that final orders were awaited and that a stay was in place and that the Wheeling Agreements already in place will continue to be in force till the final orders are issued in the Hon’ble High Court.

In response the Applicant contended that the prayer of the Objectors was for continuance of the incentives and that the Commission was entitled to adjudicate on the tariff without being bound by any previous notifications issued by Government of India.    The Applicant maintained that the Commission was entitled to adjudicate on the wheeling charge.  The Applicant also stated that the case pending in the Hon’ble High Court was not related to Wheeling Charges and hence the Commission could revise Wheeling charges.  The Applicants also stated that the Wheeling charges should be made applicable even to Non Conventional Energy Developers.

 

F..        Miscellaneous :     

One of the persons appearing in response to the public notice relied on  the Commission’s Order No. 73/2000-01 in the case of Astha Power Corporation in O.P. No. 348 of 2000 passed on 4th July, 2000 in support of the plea  that the Commission had power to regulate the tariffs for supply of electricity by persons other than licencees also.  Reference was also made to the observation of the Commission in its order No. 285/2001 Dt. 4th May 2001 on Mini Power Plants in O.P. No. 70-B/2001 that the Wheeling Agreements earlier entered into were not binding on the Commission.

Contentions on issues on merits:

General

5.2       The project developers availing wheeling services objected that the rationale and reasoning set out by the applicants for proposed wheeling charge of Re. 1/- per kwh was illogical, irrational, unjustified and illegal. They also offered the following comments on the proposed rate.

(a) The wheeling charges proposed by the Applicant is exhorbitant, arbitrary  and without any valid justification.

(b) The wheeled energy does not flow from place of generation to place of utilization. It is only transmitted by displacement. Hence, the existing wheeling charges in kind is more than enough compensation for loss and use of network charges

(c ) The inefficiency of APTRANSCO and DISCOMS can not be passed on to industries wheeling power in the form of hike in existing wheeling charges.

(d)   Uniform rate of 100 paise/unit irrespective of voltage level is not justifiable.  South Central Railway contended that the Power Grid Corporation of India Limited’s (PGCIL) Wheeling Charge for Northern Railway was  11.50 ps/kwh and that the rate for wheeling at 132 kV should be much less than that for wheeling at 33 kV and 11 kV.

(e)   The pooling of costs was not correct as the entire system was not being used by all the users alike.

(f)   There is no valid justification for the surplus recovery component viz. 19.26 P/U.

(g) Payment in kind takes care of inflation and was covered in the Agreements.

(h)   There is no additional cost involved in wheeling the power from the developer to the end users as the end users are already consumers of licencees and as the network is already existing.

(i)    Only a small portion of the network establishment and operation expenses are relatable to the transmission/wheeling function.  Only a rateable proportion of the expenditure in such part of the network are relevant for the purposes of determining a wheeling charge at 11KV and higher voltage and should be taken.  

(j)    ITC Bhadrachalam contended that the EHV Line connecting them to the Grid was laid way back in 1988 and all development charges have been paid by them and that the line does not need any maintenance.  Hence they need not pay Network charges.

 

5.3             In reply to the above the applicants stated that

(a)  the proposed wheeling charges of Re.1/ kwh is arrived based on the figures approved by the Commission in the tariff order dated. 24. 03.2001. Using those figures and considering the following facts, the applicants calculated the embedded cost of wheeling services.

(b) The existing wheeling charges in kind result in inadequate compensation for the costs incurred and services provided by APTRANSCO and DISCOMs in wheeling of the energy through Transmission & Distribution network;

(c)  The project developers stand to make abnormal profits on account of the present arrangements due to the large differences between the costs incurred by the suppliers of electricity and the rates paid by the beneficiary industries; and

(d) the Discoms are compelled to provide cross-subsidies to a large body of consumers who do not have the capacity to pay cost reflective tariffs.

(e) Comparison  with wheeling charges of PGCIL was not correct as the State Transmission & Distribution system was much more extensive, wider and complex compared to PGCIL’s  400 kV / 220 kV system supplying a few consumers.

(f)   The Transmission & Distribution lines are not laid for wheeling purpose alone but principally for carrying out the distribution and supply of electricity to the public at large serviced by the Licencee.  In response to ITC plea, APTRANSCO clarified that the Network charges were for the entire network and for the total units handled.  The contention that the Development Charges paid are more than compensation for the establishment and operation cost was erroneous.

5.4             Organisations like APSEB A.Es Association, APSEB SC/ST Employees Welfare Association, APSEB Engineers Association, Jana Vignana Vedika, Peoples Monitoring Group on Electricity Regulation etc., generally supported the applicant.   The People’s Monitoring Group suggested charging for Reactive power wheeling also.  APSEB AE’s Association and APSEB SC/ST Employees Welfare Association felt the Wheeling Charges may be fixed at 159.2 ps/kWH taking into account 59.2 ps/kWH for other auxiliary services provided by the licencees. 

5.5             APSEB Engineer’s Association expressed the view that the special service costs could be taken as 10% of the average power purchase cost of APTRANSCO ie., 16.50 ps.  They stressed on equal treatment of HT Consumers of Licencee or of the Developers .They offered the following comments on the proposed hike in wheeling charges.

(i)         The rate proposed is too low to cover Transmission & Distribution losses and to compensate for use of the Transmission & Distribution  System

(ii)       By selling at not less than applicable HT tariff, the private developers make higher profit.

5.6    In contrast to the objection of private power developers that the proposed wheeling charge of Re.1/kWh is very much on the higher side, some public bodies like Jana Vignana Vedika suggest alternative calculation of wheeling charge to cover various components of service offered by the Applicants.  Among the  alternative calculations based largely on the cross-subsidy element in the HT tariff suggested by these public bodies,  the minimum wheeling charge was 155 paise per unit.

 

5.7       The Ferro Alloy Units represented that they were already paying PGCIL for external charges

     

Objections/Comments on Transmission & Distribution Losses to be taken into account:

 

5.8    The project developers and end users offered the following comments on the Transmission & Distribution loss adopted for the calculation of Wheeling Charges.

(i)                 The wheeling charges are claimed based on the transmission loss figure of 8.5% proposed by the APTRANSCO . Losses at EHT of 8.5% is very high and not acceptable. 

(ii)               It is not correct to take into account the loss of 11% for 33KV and 11KV networks.

(iii)             Distribution losses cannot be loaded onto wheeling charges for private developers using only the transmission system.

(iv)       Losses occurring out-side AP Grid i.e. in PGCIL lines have no relevance to wheeling charges.

(v)        The licencees cannot take long time to determine the actual Transmission & Distribution  losses.

(vi)       The estimated Transmission & Distribution losses for 2000-01 was taken at 35.4% comprising 4.5% transmission losses, 17.9% technical distribution losses and 13% non-technical distribution losses. The overall Transmission & Distribution losses for 2001-02 is projected at 32.3% which was adopted by the Commission for the purpose of determination of tariff. Now, the applicant claims transmission loss at 8.5% and losses at 33KV and 11KV network are taken at 11%.  It is therefore unbelievable that the distribution loss in the entire low voltage network is a mere 12.8%. If the non-technical loss in LT would be 9.9%, the balance 2.9% is technical loss in the entire LT distribution system. The calculation advanced by the applicant is therefore absurd.

5.9       Some objectors representing general public have expressed the view that Transmission & Distribution losses are even higher than the highest percentage of compensation existing for payment in kind at the rate of 25%.

 

5.10    In reply to the above, the applicants stated that the transmission loss of 8.5% is based on actual meter readings. The loss figure of 11% for 33KV and 11KV network are based on losses considered by the Commission in Tariff Order dated. 24-03-2001. The contention of the Objectors that the losses external to AP.Grid has no relevance is not valid since APTRANSCO is purchasing power from Central Generating Units and other states through transmission network external to AP. Grid.

 

Objections/ Comments  on Surplus recovery & Cross-subsidy :

5.11    The project developers  presently availing wheeling services made the following submissions on charging cross-subsidy as part of wheeling charges.

(a) Any additional charges for cross subsidy are not acceptable as there is no justification for charging this on industries wheeling energy.

(b) Cross-subsidy or related surcharge should be applied to those drawing power at lower voltage.

(c)  The new Electricity Bill, 2001 does not provide for charging Cross Subsidy from Captive Power Units or end users of electricity produced in these Units .

(d) State Government should provide subsidy for electricity consumers having no paying capacity.

Some representatives of general public vehemently supported that the burden of cross subsidy should be borne by those who use the Network irrespective of voltage level.

5.12    In reply to the above contention of objectors, the applicants stated that the   Discoms are compelled to provide cross-subsidies to a large body of consumers who do not have the capacity to pay cost reflective tariffs. The burden of cross-subsidy should be shared by all those who use the network. 

 

CHAPTER – VI

THE STAFF PRESENTATION AT THE PUBLIC HEARINGS

 

6.1       The staff of the Commission, in their presentation dealt generally with the conceptual framework for the formulation of a wheeling tariff in the context of the transition towards commercialisation of the transmission business.  They referred in brief to the concept of Open Access Vs Limited access, the methodologies for calculating the charges and limitations on their applicability due to inherent data constraints. It was also clarified that the position presently prevalent in the state is Limited Access where according to the licence granted, the Licencee can wheel electricity as per the terms of the Licence granted to him by the Commission or otherwise only with the approval of  the Commission. 

 

6.2       The Staff stated that typically the charges for the wheeling  service comprise of:

·        connection charges (to pay for the use of the assets, usually by way of a fixed charge sometimes differentiated for voltage levels),

·        use-of-system charges (to reflect network characteristics like congestion, time of day etc),

·         ancillary service charges (to recover costs of ancillary services such as system stability, reactive power compensation, reserve power etc)

·         variable charges (representing largely losses  incidental to wheeling) 

6.3       The different methods in vogue of charging for wheeling of electricity such as the Postage Stamp method, the Megawatt-Mile Method and the Nodal Pricing Method were referred to by the Staff .  The Staff drew attention to clause 20 in part -IV of the Licence of APTRANSCO in regard to the basis for determining wheeling charges. 

6.4    On the question of Commission's jurisdiction to determine wheeling  charges in respect of existing bilateral agreements for  wheeling services between power producers and the erstwhile APSEB or the successor APTRANSCO, the Staff stated that wheeling charges, being in the nature of tariff, the Commission should be considered  to have full powers to revise them under section 26 of the AP Electricity Reform Act and that the provisions in the existing agreements regarding charges for wheeling do not constrain the Commission from revising the wheeling tariff  in view of the superceding legislation. 

6.5 .   The Staff further stated that the calculation of the wheeling charge should duly take into account the principle that the entire network as it exists with all its features such as stability, spinning reserves as well as losses is made available for the service of wheeling and that wheeling charges in the prevailing context of "Limited Access" should reflect primarily use-of-network services provided to wheeling customers and loss in the Network. 

 

6.6       The staff stated that the losses occurring in the system being an inseparable component of any wheeling service, such losses are to be borne without discrimination by all end users, the consumers of the Licencee as well as suppliers/end-users of the wheeled electricity.  The cost can be recovered either in cash by its inclusion in the wheeling charge or in kind by way of delivering energy net of losses to the recipient consumers.  The Staff stated that in terms of Clause 20 of the Licence which specified ---“to deliver such electricity, adjusted for losses of electricity to a designated exit point “----, losses will have to be paid for  in kind  which means,  on wheeling, the energy to be delivered at the designated exit point   shall be net of losses.

 

6.7       Given data constraints as exist at present, the Staff preferred  the postage stamp method of charging as a viable option pending detailed studies. A single   part tariff (per Kwh) based on total energy flows (including wheeled energy) in the network is feasible. Over time and with improvement in data availability, the charge would have to be refined to provide for the costs inherent in the mismatch between the time of generation (i.e. input into the system); and time of consumption of energy (i.e. offtake from the grid) by the end users of the wheeling service giving rise to balancing  costs for the service provider.  It was suggested by the Staff that system stability charge & unscheduled interchange (UI) charge could be introduced once the ABT (Availability Based Tariff of the Central Units) regime comes into vogue. 

 

6.8       Adverting to the calculations presented by APTRANSCO in support of the wheeling charges of Re.1/- per Kwh proposed, the staff stated that the denominator employed to calculate the rate per Kwh should include wheeled energy also. The APTRANSCO's figure of 40,816 MU did not include wheeled energy. Further, the rate of Rs.1.65 per Kwh employed for calculating the cost of losses included the external wheeling and transmission costs incurred and that its inclusion again in the computation  (as done by APTRANSCO) resulted in double counting. Hence, the staff felt that the external Transmission & Wheeling Charges should be excluded.  In the Network costs reckoned in the computation for Re.1/- (which, APTRANSCO claims, is as per the Commission's Tariff Order of 24th March, 2001), credit had not been taken by APTRANSCO for non-tariff income in abatement of expenses as done in the Tariff Order to arrive at the Revenue Requirement.

           

6.9       The Staff stated  that the figure of  19.26 ps. / unit (surplus recovery) was not justified as no quantification was done for services like reactive power compensation.  The Staff also felt that since suppliers of electricity  were consumers of Licencee only to the extent of network usage, they were not liable for a charge to account for Cross Subsidy.  They also felt Cross subsidy should arise only at the retail consumer level.

 

6.10.       Regarding the arrangement proposed  for sharing of revenue from wheeling services between APTRANSCO and DISCOMs, the staff expressed reservations about the ratio  ( of 25 : 75) proposed as, according to the Staff,  it was not supported by any data as well as the legal implications in view of  APTRANSCO and the DISCOMs being distinct legal entities.

 

6.11.       On the issue whether the consumers of wheeled energy should be the "consumers" of APTRANSCO or DISCOMS, the Staff stated that there is need to examine the matter from a legal perspective.

 

6.12    In conclusion, the staff stated that the wheeling charges would have to be notified by the Commission every year as part of the Tariff Notification and that the revised Wheeling Charges should come into force from the Tariff Year 2002-03 as the  revenue requirement of APTRANSCO and the four DISCOMs for 2001-02 has already been met by the Commission. Further, if as a matter of policy, the GoAP desired that any class or category of energy wheelers were to be charged a lower tariff for wheeling, the difference would have to be met by GoAP as subsidy.

 

Chapter VII

RESPONSE OF APTRANSCO TO STAFF PRESENTATION

 

7.1             In it's response, APTRANSCO agreed with the Staff’s observation that Wheeling customers were consumers of DISCOMs and stated that the characteristics of wheeling customers were similar to industrial consumers. The wheeled customers/end users should carry a similar burden of cross subsidy as applicable to other HT consumers. They contended that had APTRANSCO included a comparable cross subsidy it would have amounted to 86 Ps./Unit. But comparable cross subsidy would have resulted in a wheeling charge significantly higher than that originally requested in the Filing of Prposed Tariffs(FPT). They pointed out that this could be well understood from the following illustrative calculation.

 

A            Cost of Service (Ps /unit)                                80.74

B               X APTRANSCO Units (MUs)                          40,816

C            Cost of service (AXB) (Rs. Crores)                          3,295.48

              Less

D            Non Tariff Income (Rs. Crores)                        333.43

E             PGCIL Charges (Rs. Crores)                            144.56

F             Net cost of service to be recovered (C-D-E)       2817.49

G            Wheeled Units (Mus)                                      2200

H            Total units (B+G) (MUs)                                 43,016

I             Cost of service/unit (F/H) (Ps/Unit)                 65.50

J             HT 1 Price (K+L) (Ps/Unit)                              444

K             Subsidy component (Ps/Unit)                           229

L             Cost of service (Ps/Unit)                                 215

M            % Subsidy component (K/L*100)                     107%

     N          Comparable subsidy (IxM) (Ps/Unit)                   69.76

O            Wheeling price with comparable

cross subsidy (I+N) (Ps/Unit)                        135.26

 

 

7.2     The applicants stated that need for “in-kind" settlement  appears to follow from interpretation of licence language on adjustment. Adjustment can be made in two ways  (i) by estimating the value of losses and included in price; or, (ii) by reducing the estimate of delivered energy to reflect losses. APTRANSCO in the interest of transparency chose to include value of losses in the price of wheeling electricity.

 

7.3       APTRANSCO stated that Licencees filed FPT on 17-01-2001, where wheeling tariff  of Re. 1/- per unit was included. Hon'ble Commission in its tariff order dated 24-03-2001 decided to consider the issue of appropriate transmission / distribution wheeling charges in a separate proceeding. APTRANSCO /DISCOMs subsequently applied on 8-10-2001. These proceedings are essentially a continuation of earlier proceedings. Hence, the proposed wheeling charge is essentially a request for the year commencing 01-04-2001.

 

CHAPTER VIII

 

COMMISSION ANALYSIS

8.1             The Commission recognises the need for a consistent methodology for fixing of wheeling charges for  power developers and their scheduled consumers ( end Users)keeping in mind the ground realities in A.P.

8.2              In the light of the contentions and submissions of the Applicants, Objectors and others, the following issues arise for consideration in the present proceedings.

 

(i)                Whether the Commission has the authority to determine Wheeling Charges? Whether the Commission is bound by the notifications issued by the GoAP or the terms of the Wheeling Agreement signed with the APSEB prior to the Reform Act coming into force ?

(ii)              Whether the application for determination of Wheeling Charges filed jointly by APTRANSCO and DISCOMS is valid and maintainable?

(iii)            Whether the project developers who avail the wheeling service,  either for captive consumption or for third party sales/purchases, should be treated as the customers of the APTRANSCO or of the concerned Discom in whose area of supply the wheeled energy is consumed?

(iv)            If the project developers who avail the wheeling service are treated as the customers of Discom in the area of supply, what should be the arrangement between the Discom and APTRANSCO for the use of transmission system and what should be the arrangement between the said Discom and other Discoms if the distribution systems of such other Discoms are also used  for the Wheeling of electricity?.

(v)              What should be the method of Calculation of wheeling charges and the components to be included therein? Whether it should be related to the voltage level at which the supply is effected? Whether the technical and/or non-technical losses in the System below the level of the voltage at which the service is availed should be included in the wheeling charges?

(vi)             Whether the project developers  availing wheeling services through the Transmission & Distribution System in the State can be asked to contribute towards cross subsidisation in the tariff that is applicable to the corresponding class of consumers of the Licencee? 

(vii)          Whether the Wheeling Charges should be determined for APTRANSCO and DISCOMS in a consolidated manner and thereafter allowed to be shared in the proportion  suggested by the Applicants or whether such charges should be separately determined?

(viii)        Whether the Wheeling Charges should be collected in cash or adjusted in kind or partly in cash and partly in kind?

(ix)            Whether the wheeling charges determined by the Commission can be given retrospective effect from 1st April 2001 or in the alternative the wheeling charges can be annualised and included in the balance period of the year 2001-02?

 

ISSUE NO. 1: Authority of the Commission to levy wheeling charges:

 

8.3     The act of wheeling is a service provided by the Licencee(s) to a customer of conveying electricity from the place where the electricity is injected into the system to the place where it is offloaded for consumption. Such conveyance is done through the transmission system and/or the distribution system belonging to the Licencees concerned namely APTRANSCO and DISCOMS.  The charges for such services is a tariff within the meaning of Section 26 of the Reform Act, 1998. Section 26 of the Reform Act, inter alia, reads as under:

 

"26 (1).  The holder of each licence granted under this Act shall observe the methodologies and procedures specified by the Commission from time to time in calculating the expected revenue from charges which it is permitted to recover pursuant to the terms of its licence and in designing tariffs to collect those revenues."

 

The subsequent sub-sections in section 26 deal with details and other aspects concerning the fixation of Tariffs of Licencees. The APTRANSCO and the DISCOMS are Licencees under the Reform Act; APTRANSCO having been issued the Transmission & Bulk Supply licence No.1/2000  dated. Jan 31, 2000 valid for 30 years and the four Discoms having been issued the Distribution & Retail Supply Licences Nos. 12 to 15 dated 29th Dec, 2000 valid for 30  years.

 

 

8.4     The explanation (b) under section 26 of the Reform Act defines the term “Tariff” as under:

 

“Tariff” means a schedule of standard prices or charges for specified services which are applicable to all such specified services provided to the type or types of customers specified in the Tariff notification”

 

 

8.5          Wheeling is a service provided by the Licencees and the schedule of charges for such wheeling services is a tariff within the meaning of the  section 26 of the Reform Act.  Further, Section 11(1) (e) of the Reform Act reads as under:

 

11 (1) (e).  to regulate the purchase, distribution, supply and utilisation of electricity, the quality of service, the tariff and charges payable keeping in view both and interest of the consumer as well as the consideration that the supply and distribution cannot be maintained unless the charges for the electricity supplied are adequately levied and duly collected; "

 

8.6.    The Reform Act has been enacted with the purpose of vesting in the Commission all regulatory powers concerning the electricity industry in the State including the powers to adjudicate on tariffs and related issues.  This is stated specifically in the Statement of Objects and reasons of the Reform Act.  The Preamble to the Reform Act states as under:

 

“An Act to provide for the constitution of an Electricity Regulatory Commission, restructuring of the Electricity Industry, rationalisation of the generation, transmission, distribution and supply of electricity avenues for participation of private sector  in the Electricity Industry and generally for taking measures conducive to the development and management of the Electricity Industry in an efficient, economic and competitive manner and for matters connected therewith or incidental thereto.”

 

 

8.7    It has been held that the power to regulate is wide and includes the powers to determine rates and charges.  In V.S.Rice and Oil Mills  v. State of Andhra Pradesh AIR 1964 SC 1781, the Hon’ble Supreme Court held as under:

    

          Page 1787 Para 20 “…………The word “regulate” is wide enough to confer power on the respondent to regulate either by increasing the rate or decreasing the rate, the test being what is it that is necessary or expedient to be done to maintain, increase, or secure supply of the essential articles in question and to arrange for its equitable distribution and its availability at fair prices.  The concept of fair prices which S.3(1) expressly refers does not mean that the price once fixed must either remain stationary, or must be reduced in order to attract the power to regulate. The power to regulate can be exercised  for ensuring the payment of a fair price, and the fixation of a fair price would inevitably depend upon a consideration of all relevant and economic factors, which contribute to the determination of such a fair price. If the fair price indicated on a dispassionate consideration of all relevant factors turns out to be higher than the price fixed and prevailing, then the power to regulate the price must necessarily include the power to increase so as to make it fair. ………………..”

 

      In Deepak Theatre, Dhuri  v. State of Punjab 1992 Supp (1) SCC 684 at Page 687  Û AIR 1992 SC 1519. The Hon’ble Supreme Court held as under

 

          Page 687 Para 3 - “It is settled law that the rules validly made under the Act, for all intents and purposes, be deemed to be part of the statute. The conditions of the licence issued under the rules form an integral part of the statute. The question emerges whether the word regulation would encompass the power to fix rates of admission and classification of the seats. The power to regulate may include the power to licence or to refuse or to requiring taking out a licence and may  also include the power to tax or exempt from taxation, but not the power to impose a tax for the revenue in rule making power unless there is valid legislation in that behalf.  Therefore, the power to regulate a particular business or calling implies the power to prescribe and enforce all such proper and reasonable rules and regulations as may be deemed  necessary to conduct the business in a proper and orderly manner. It also includes the authority to prescribe the reasonable rules, regulations or conditions  subject to which the business may be conducted…………………”[emphasis supplied]

 

    In Harishankar v. U.P. State Electricity Board AIR 1974 All 70 at para 5, the Allahabad High Court held as under:

 

Para 5  "….Thus the terms "tariff" includes within its ambit not only the fixation of rates but also rules and regulations relating to it.  When the electrical supply is  being made on the footing that the consumer will pay the minimum guaranteed charges, this charge is one of the terms of conditions for the supply.  By it the supplier ensures the receipts of a minimum amount for the supply of electricity.  In a sense the fixation of this charge would be included in the fixation of rates for the supply of electricity.  The word "tariff" in Section 49 (1) appears to us to include the power to fix minimum guaranteed charges".

 

8.8             In terms of section 26 of the Reform Act read with the regulatory powers  under section 11 of the Reform Act, the Commission has full power and authority to determine the wheeling charges. The Commission therefore holds that the Commission has the authority under the Reform Act to determine and decide on the Tariff and terms and conditions for the provision of wheeling services by the Licencees.

 

8.9             As held in V.S. Rice Mills case, (supra) the Commission as the regulator and further being vested with the statutory functions under the Reform Act has the authority to deviate from the charges and also the terms and conditions contained in the  Wheeling Agreements earlier signed by APSEB and, for the same reasons from the earlier notifications issued by the GoAP.  It is the Commission’s duty to ensure that the charges for wheeling are levied in a fair and just manner and are equitable and economical.

 

ISSUE NO. 2:  Maintainability of Joint Application

 

8.10        The present application has been filed by AP TRANSCO and DISCOMS jointly.  In the present application the Commission is determining the principles on which wheeling charges are to be calculated and applied.  For  reasons stated hereunder, the Commission is not inclined to determine the wheeling charges for the year 2001-02 as the Commission is of the opinion that in the facts and circumstances of the present case, there should be no retrospective operation of the Wheeling Charges determined.  The wheeling charges for the year 2002-03 shall be determined along with tariff order for the said year.  For reasons explained in this order and based on the methodology  adopted for calculation of Wheeling Charges more fully explained later, the Commission is not inclined to allow apportionment of the wheeling charges between APTRANSCO and DISCOMS in a consolidated manner as suggested by the applicants. 

8.11        The objection to the maintainability of the joint petition by APTRANSCO and DISCOMS needs to be considered in the light of the above.  There can be no legal objection as such to the maintainability of the joint petition so long the Commission proceeds to determine the issues taking into account the fact that APTRANSCO and DISCOMS are independent entities.  The Commission will proceed on the basis that though DISCOMS are wholly owned subsidiaries of APTRANSCO at this point of time, APTRANSCO and  DISCOMS are to be treated as separate entities and determine the wheeling charges accordingly.

8.12        It is also relevant to note that the determination of wheeling charges with which we are concerned at this stage relate to an integrated Transmission & Distribution system in the State. The system was entirely owned and controlled by Andhra Pradesh State Electricity Board(APSEB) initially and after the Reform Act it has come into the control of APTRANSCO till 31.3.2001. The present application is the first of its kind to determine the applicable wheeling charges  fro the transmission & distribution system.

8.13        In the circumstances, the objection as to the basic maintainability of a joint petition by APTRANSCO and DISCOMS cannot be sustained. In any event such an objection is technical in nature and allowing  the joint petition to be maintained will have no adverse effect so long in substance as the Commission proceeds to determine the issues treating APTRANSCO and DISCOMS as independent units  and the determined tariff is fair to the consumers availing wheeling service..

 

ISSUE No 3. Whose customers?

 

8.14   The transmission & distribution of electricity is technically  an integrated activity as far as the end user is concerned . The Wheeling of electricity from the place where it is injected into the system  to the place where it is consumed is to be considered as one indivisible activity. This cannot be divided and looked as if an identifiable part of the activity is carried by one licencee and the remaining identifiable part is carried by another licencee. This is  so as energy is supplied on displacement basis and it cannot be said that the very energy pumped into the system at one place is delivered at another place. The  energy from the generating units, whether it is for sale and  supply to APTRANSCO and then to Distribution Licencees and then to the Consumers of the Distribution Licencees or directly sold to the consumers wheeled  through Transmission and/or the Distribution System,  gets    mixed in the system and loses the relationship  to the source. The  energy eventually supplied to the customer cannot be identified as having passed through only an identified part of the transmission and/or distribution system or at an identified  voltage level. In Wheeling, what really happens is that the licencee supplies the wheeled consumer, energy in compensation for the energy received into the system from the generator availing the wheeling service.

 

8.15        In view of the above it is not proper  to provide for multiple contracts or multi-party agreements in regard to the wheeling of energy. The wheeling agreement should necessarily be between the  project developer   and one identified licencee in the system

8.16         Invariably the person who consumes the electricity wheeled has a parallel  arrangement with the Discom in the area of supply for the  supply of electricity by the Licencee. There do not exist two systems comprising of power lines and equipment, namely one for the normal Licencee’s supply and the other for the wheeled energy. It is an integrated system and it is not possible to identify the energy actually consumed as the one sold and supplied by the Licencee and the other supplied by another and wheeled by the Licencees. 

8.17        The allocation of recorded demand and energy between Licencee’s supply and wheeled energy is done by a method agreed between the parties to the agreement. Such recording is done by  the Discom of the area of supply, even where the supply is effected directly from the transmission system. For the electricity sold and supplied by the Licencee the person supplied will be the consumer of Discom and not of the Transmission Company notwithstanding that the  supplies are made from the Transmission System directly.  

8.18        It is therefore natural, just and proper that the  project developer who avails the wheeling service is also treated as the customer of Discom of the area where the electricity is consumed even when the agreement is signed with the Generating Unit and irrespective of the voltage level at which the supply is effected.

8.19        The above scheme is simple and implementable.  In the scheme, there will be an identified Discom which is already serving the person who will consume the electricity wheeled. The Discom of the area of supply can in turn have  arrangement with APTRANSCO and other Discoms for the use of their system. There is no need to have tripartite or multiple agreements with APTransco or Discoms for each of the wheeled consumers.

8.20        Accordingly the project developer  who desires to wheel power will have agreement only with the Discom of the area where the wheeled energy is consumed, irrespective of whether the wheeling would involve the use of Transmission System of APTRANSCO or the use of the Distribution System of other Discoms.

 

ISSUE NO 4:  Nature of Arrangement between APTRANSCO and    Discoms and between Discoms:

 

8.21        The erstwhile Andhra Pradesh State Electricity Board (APSEB) had built the  transmission & distribution system and network essentially for the purpose of the distribution of electricity in the state in discharge of the duties and functions under section 18 of the Electricity (Supply) Act, 1948. This is a public utility service. Over the years  investment has been made in the system with the use of money contributed by public at large who are the consumers of the APSEB and the GoAP.  The activities of distribution and supply of electricity by the Licencee-Discoms (which have succeeded to the above function of the APSEB.)  therefore, have the principal claim over the Transmission & Distribution Capacity and network which now vest in APTRANSCO/ Discoms. 

8.22             The distribution system is owned by the Discoms.  The Transmission System vests in APTRANSCO under the reorganisation of APSEB effected pursuant to the provisions contained in the Reform Act. It is necessary to recognise this salient aspect and provide for the use of the transmission system of APTRANSCO by the Licencee-Discoms. An exception to be made is to the extent that the transmission capacity is used for inter state transmission. Under the Electricity Laws as existing today namely the provisions of the 1910 Act, 1948 Act and the ERC Act (Central Act) and the Reform Act, the Inter State Transmission falls within the jurisdiction and control of the Central Electricity Regulatory Commission .

8.23   In accordance with the above,  APTRANSCO should enter into an agreement with each of the Discoms for the use of transmission system by the Discoms. Since the Discoms are independent companies, it is important that an appropriate arrangement for the use of the transmission system and payment of transmission charges are finalised and filed with the Commission.

8.24        The Charges payable by Discoms to APTRANSCO shall be part of the consolidated charge to be determined by the Commission while deciding on the Annual Revenue Requirements of APTRANSCO.        

 

8.25        Once the Discom has paid for the Transmission system for Wheeling services,it is entitled to utilise the Transmission System for the retail supply of electricity to its consumers or to wheel the electricity for other customers.   The commission can determine the wheeling charges payable to Discoms by such customers.

 

Arrangement between Discom

8.26   In addition to the utilisation of the transmission system of  APTRANSCO, in a special case, a Discom may also require the utilisation of the distribution system of another Discom to provide the wheeling service required by its customers.  In such an event, the Discom should pay an appropriate charge to the other Discom as may be approved   by the commission from time to time and such charges shall be a pass through in the wheeling charges of the Discom to its customers for whom such services are availed from other Discoms.

 

ISSUE NO 5 Calculation of wheeling charges.

8.27   The wheeling charges should be calculated for wheeling the contracted energy namely, the number of units. The project developers availing the wheeling service should pay realistic cost of such services.

8.28        The contention that the system losses only upto the voltage level at which the electricity is supplied to the end user should alone be taken for determining the wheeling charges is apparently an attractive argument but an over simplification of the matter in issue. In an integrated system where electricity is supplied on displacement basis rather than direct  conveyance of the particular electricity generated, the technical losses upto the voltage level at which the electricity is delivered alone cannot  be considered.  The technical losses of the total system need to be taken into account as it is impossible to determine  electricity from which source is being supplied to which particular customer.  The electricity from all sources gets combined   in the system and  loses its  identity 

8.29        Similarly, non-technical losses in the system are also to be taken into account as these are also an integral part of the system.  Although, apparently, the delivery of electricity at say, 132 KV  to the customer should cover the loss upto 132 KV only but a realistic approach should be that losses in transmission & distribution system as a whole ( which as mentioned above is an integrated system) should be taken into account while calculating the amount of energy to be supplied to the customer. If the entire system losses are not taken into account for determining the charges for wheeling, it will be discriminatory between similarly placed persons who are getting  electricity by the use of the same Transmission & Distribution system and are bearing the cost of losses in Transmission & Distribution System. It will not be just and proper for the Licencee’s consumers to  pay for all such losses in the system and for the project developers availing the wheeled services to pay for the use of the system only without sharing  such losses in the system. The use of the system cannot be isolated from the losses in the system as they form an integral part of the system.  The system losses, whether  technical or non technical, should be borne by all persons using the system. Incidentally, the terms of licences issued to APTRANSCO and DISCOMS specifically refer ( para 20 of the T&BS licence and para 18.5 of the  D & RS licence ) to “ deliver such electricity, adjusted for losses of electricity, to a designated exit point.” ( emphasis supplied ).

ISSUE No 6:  Adjustment for cross subsidy

8.30        The technical and non technical losses in the system have a nexus to the use of the transmission  & distribution system by the project developers who seeks to avail the wheeling services and therefore are to be taken into account in determining the charges for wheeling services.  The element of cross subsidisation has no nexus to the Transmission & Distribution System as such and arises out of  subsidisation of one class of consumers by another class which is really an economic issue. The element of cross subsidisation cannot therefore be taken into account while determining the Tariff or charges for wheeling.

 

ISSUE No. 7: System of Sharing of Wheeling charges:

8.31       As mentioned under issue No 4, the project developer  who wishes to avail the wheeling services will contract with the Discom in whose area of supply the energy to be wheeled is consumed and pay the charges to such Discom. There will be no arrangement between such project developers and APTRANSCO or other Discom. It will be for  Discoms and APTRANSCO to have arrangement between themselves in regard to the use of the system. There will therefore be no apportionment of wheeling charges as such  between APTRANSCO and Discom as suggested by the applicants.

 

ISSUE No. 8:  Wheeling charges – Cash or in kind

 

 

8.32        While some of the Objectors opined that payment in kind was apt as it took care of inflation, the licencees felt the payment in kind was not compensating their costs and that there was need to changeover from an in-kind regime to an in-cash  regime..  The Commission feels that while there could be no objection for compensation of losses in kind, there would be no rationale for continuing with payment in kind in respect of other costs etc.

8.33           It will  be appropriate to adjust the losses in the system in kind rather than in cash. This will also be in line with the terms of the licences ( paras 20 and 18.5 of the T & BS and D & RS licences respectively) which lay down that the licencee shall “deliver such electricity, adjusted for losses of electricity, to a designated exit point”.  The losses in the system are determined by the Commission on an annual basis and the quantum of wheeled electricity to be supplied can be reduced by the extent of the losses determined by the Commission which will be applicable to Tariff for  both the licencee’s consumers and the consumers of the wheeled energy.  This will also avoid incremental cost on account of purchases to be made by DISCOM.  If the losses are adjusted in cash, it would mean that the DISCOM is required to supply the full quantum of electricity collected by it from the supplier, to the wheeled consumer.  The DISCOMS will have to acquire equivalent power from high cost generating companies to cover  the shortage in supply of power against the losses.

8.34         The remaining part of the charges for wheeling  (namely the cost of network and other charges) should be paid in cash.

8.35         In accordance with the above there will be two types of charges for Wheeling Services  namely (a)  Adjustment in kind for losses in the system and (b) cash payment for the use of network and other charges.

 

 

ISSUE  No 9: Retrospective Effect:

 

8.36         The Applicants could have filed details in support of the wheeling charges sought by them immediately after notification of the tariff for the year 2001-02.  The Applicants   filed the affidavit instead  only in October and that too without adequate particulars.  It will  not therefore be appropriate to give retrospective effect to  wheeling charges at this stage.Further  wheeling charges have already  been collected in accordance with the earlier tariff order and the Annual Revenue Requirement of the licencees  also has   been met. . 

 

MISCELLANEOUS

 

8.37          Wheeling Charges should be applied to all persons who avail the service of wheeling without discrimination. The Non Conventiional Energy Developer should also pay the wheeling charges like others.

 

Chapter- IX

Tariff Structure-Wheeling Charges

 

. 9.1     Para 20 Of the Bulk Supply Licence and Para 18.5 of the Distribution Licence lay down that the Licencee shall make such arrangements for the use of the Transmission (Distribution) systems by third parties as specified in the relevant Para. and, "to deliver such electricity, adjusted for losses of electricity, to a designated exit point". Further, only developers to whom consent has been accorded by the Commission will be entitled to wheel their energy using the network of the Transmission & Distribution companies.

9.2                Further under Section 26 of the Reform Act and as per the terms of the licences, the Commission has to fix tariffs which include wheeling charges in accordance with the accepted financial principles and in line with its tariff philosophy. The methodology for fixing wheeling charges will therefore be guided by Sec 26 and Sec 11. (1) (e) of the Reform Act.

9.3                 Data availability constrains the design of the wheeling charges.  Part of the reason for this perhaps is that for too long the Power Sector had functioned under a vertically integrated structure which lacked modularity.  The Licencees have to get over this fixation, if the complexities of wheeling tariffs are to be unravelled..The Commission notes that there are a number of methods of pricing  wheeling charges in vogue all over the world like Flat Fee, Postage Stamp, Proforma Tarriffs, Megawatt-Mile, Contract Path, Rated System Path, Locationally based Marginal costing, etc. The Commission also recognises that even with extensive data available (as in the case of advanced countries),  transmission pricing is still based on a number of assumptions . For these reasons, there have been divergent views on the rationale (or otherwise) behind each of the transmission pricing methodologies in vogue all over the world  some of which are mentioned by the staff in their presentation.  There is  a constant search for a universally acceptable wheeling tariff design. 

9.4                 In a the contract path or a Megawatt mile approach, the determination of a notional pathway between the Wheeling Generator and end-user of Wheeled Power and the delineation and identification of entry points and delivery points at different voltages and in respect of different Licencees existing enroute is necessary. Development of such a  notional pathway for developing Megawatt Mile charges for each of the parties using the wheeling service is currently not feasible, particularly as the end users are not fixed and are changed often. Also the network that was built for an integrated public utility has yet to develop the contours of unbundled business entities in terms of asset demarcation in physical and financial terms.

9.5                Since, in an integrated transmission network,   power flows unpredictably and is for convenience generally reckoned to follow the principle of displacement, to draw up hypothetical transmission lines between each developer and each of its many  customers is difficult.  Sophisticated data and load flow studies, strengthening of Transmission & Distribution lines, interface metering with better (0.2 accuracy class) meters needs to be in place before attempting to develop complex wheeling tarriffs suited to each project developer, its consumer and the wires businesses. Such complex computations may not be feasible at present particularly when there are many retail end users of the Wheeled Power. So, while the Commission has paid  attention to presentations which have highlighted the multifarious methods such as  nodal prices generally adopted in sophisticated transmission networks, it feels there is much to be said in favour of fixing network charges for the present on simple principles which enable laying the foundations for elaborate determination of Wheeling Tariffs later taking into  view the complexities of power sector business in A.P.

9.6               For the above reasons the Commission intends to take the simple model proposed by the licencees with appropriate changes as the basis for finalising the wheeling tariff. As already indicated  above  the  wheeling charges to be fixed will not be given retrospective effect as claimed by APTRANCO but will be implemented only from the year 2002-2003 onwards. Subsequent wheeling tariff proposals will build on the principles applied herein  but will seek to evolve into modular tariffs reflecting the interests of the various stakeholders  more explicitly. Similarly the issue of Capacity charges will be considered in future. At this stage the Commission will proceed on the  basis of   energy contracted to be wheeled.

 

Network Charges;

 

9.7                The Commission staff and several Objectors felt that the network and other charges should have been allocated not just over  the energy purchases of APTRANSCO, but over the entire  energy handled by the system.  Managing Director, APCPDCL, in his submission on 20-12-2001 requested the Commission to accept this cost as the same cost was applied for arriving at the tariff for various categories of consumers in its  tariff order for 2001-02. But the  objectors receiving supply at EHV Level feel that network costs relating to DISCOM system should not be passed onto them.  They also plead that the charge should vary according to the voltage level at which it is delivered.  The Commission feels, as already discussed,  that there is force in the argument that the allocation of network and other charges per unit shall be over the entire system (grid) energy. The network costs will therefore be distributed over the entire system. The Commission also feels that the External Wheeling Charges can also be included in the wheeling charges for the reason that the energy reaching the wheeled consumer is  from the grid pool and  external wheeling charges are part of the common costs to be borne by all users of the network including those availing the wheeling service.

 

Surplus Recovery

 

9.8                The Applicants have  sought to charge a surplus of 19.26 ps/kWH for the year 2001-2002 as an adjustment for the differences in embedded costs and Long Range Marginal Costs.  APTRANSCO also pointed out that the cost to serve wheeled consumers was higher than that to serve the native loads.  The Licencees also sought the surplus recovery to cover other costs like reactive power compensation etc., besides cross subsidy.  The Commission staff felt that the surplus recovery was not justified for want of quantification.

9.9                 In view of the methodology adopted by the Commission namely determining the wheeling charges accounting for all system losses and not accepting the loading of the cross subsidy element and in the absence of  detailed calculations  surplus recovery of 19.26 ps/kWH  is not allowed by the Commission.

9.10           However it is noticed that ,the Power Trading Corporation maintains a margin for the balancing services rendered by it.  In any T & D  system, frequency and voltage stability requires matching between consumption of energy (both active and reactive ) and generation of energy by the system operators Besides ensuring this energy balancing, the Licencees render various other valuable services like reactive compensation,  emergency power, continuous network access, metering & billing and other consumer services etc., to the wheeled consumers and their project developers.. In this context the Commission prefers to introduce an appropriate charge  as Balancing and ancillary service charge (as sought for by some objectors representing general public and the staff )in the case of this and the future tariff determinations.  Keeping all these unrecovered costs and various services not included in other charges mentioned above (and not cross subsidy) in view and for reasons mentioned hereinabove for the present  the commission allows a charge  of  10ps per kWh on the wheeled energy as Balancing and ancillary charges.

9.11           The Network charges together with the system losses are determined in the Tariff Order for the year 2002-2003. Now that it has been decided not to give retrospective effect to the wheeling charges determined herein, it is proposed to fix the wheeling charges based on the network charges and losses finalised in the tariff order for 2002-03. Accordingly the network charges and system losses as finalised by the Commission in the Tariff Order for 2002-2003 are taken into account for fixing wheeling charges for the year 2002-2003

9.12           The wheeling charge leviable from 1-4-2002 for the F.Y. 2002-2003 is accordingly worked out as below. .

Calculation of Wheeling Charges for 2002-03 :

 

a)    In cash :

 

 

 

 

 

 

 

 

 

 

Particulars of Expenditure

Amt. Rs. Crs

 

 

 

 

 

 

Wages and Salaries

490.65

 

 

 

 

 

 

Administration and General expenses

105.20

 

 

 

 

 

 

Repairs and Maintenance

185.66

 

 

 

 

 

 

Rent Rates & Taxes

5.13

 

 

 

 

 

 

Approved Loan Interest

560.31

 

 

 

 

 

 

Security deposit interest

31.37

 

 

 

 

 

 

Legal Charges

0.97

 

 

 

 

 

 

Audit and other Fees

2.23

 

 

 

 

 

 

Depreciation

508.59

 

 

 

 

 

 

Other Expenses

39.30

 

 

 

 

 

 

Contribution to staff pension and gratuity

64.95

 

 

 

 

 

 

Contribution to Contingency Reserve

21.45

 

 

 

 

 

 

Sub Total of Expenditure

2015.81

 

 

 

 

 

 

Reasonable Return

82.37

 

 

 

 

 

 

Total Gross Revenue Required

2098.18

 

 

 

 

 

 

Less Non Tariff Income

529.86

 

 

 

 

 

 

NET REVENUE REQUIREMENT

1568.32

 

 

 

 

 

 

 

 

 

 

 

 

 

Million Units ( Gross)

41954

(Discoms 39259 + Wheeling 2695)

 

 

 

 

 

 

 

 

 

 

 

 

 

Rate in Paise

 

 

 

 

 

Network Charges including reasonable return

37ps/kwh

(1568.32 Crs. /     41954 MU)

 

 

 

 

 

 

 

 

 

 

 

Wheeling  charges (External)

3ps/kwh

(Based on Information)

 

 

 

 

 

 

 

 

 

 

 

Balancing and ancillary Charges

10ps/kwh

 

 

 

 

 

 

 

 

 

 

 

 

 

Total Wheeling Charges in Ps/Unit

50ps/kwh

( Total of above three charges)

 

 

.

b)     In kind:

In addition,  wheeling charges in kind of 28.4% of energy input by the project developer into the Licencee’s grid being the system loss are leviable.

 

 

 

General Conditions for wheeling charges.

 

9.13           The application for Wheeling Charges will be made annually with the filings of Annual Revenue Requirements  by the Licencees and the  charges will be adjusted in relation  to the approved network  & other costs and  losses projected in the filings and as accepted by the Commission.

9.14            Wheeling charges are applicable uniformly to all project developers. The network and balancing & ancillary charges will be recovered in cash and the losses in kind.

9.15           In case the GOAPdesires to allow wheeling of power to any person/s  at lesser rates than prescribed by the Commission, they can do so only if they agree to compensate the respective licencees for the loss of revenue.

9.16            The licencees are  required to submit the tariff filings based on embedded costs as well as marginal costs as per the guidelines issued by the Commission, in regard to the future filings for wheeling tariffs.

9.17            This order will apply uniformly to all classes of users of wheeling service including  Non-conventional Energy Sources and  irrespective of  voltage level of connection of developer or his end user..

 

 

This Order is signed by the Andhra Pradesh Electricity Regulatory Commission on 24 March, 2002.These charges will be effective from the 1st of April 2002

Annexures: A to D

 

 

 

Sd.                                          Sd.                                 Sd.

(A.V.SUBBARAO)       (D.LAKSHMI NARAYANA)        (G.P.RAO)

  MEMBER                        MEMBER                                   CHAIRMAN